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2 Series 66 jobs

Showing 1–2 of 2 jobs

MS

Risk Officer

Morgan Stanley

Boca Raton, Florida, US (On-site)

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions.

1 mo. ago

MS

Central Review Unit Risk Officer

Morgan Stanley

South Jordan, Utah, US (On-site)

The Central Review Unit Risk Officer is a member of the Central Review Unit (CRU) and is responsible for executing a comprehensive suite of controls…

3 wk. ago

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Compliance Officer FINRA Rules Regulatory compliance Risk Manager SEC Regulations Series 63 Series 65 Series 7

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