5 Series 7 jobs

Boca Raton, Florida, US (On-site)

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions.

West Palm Beach, Florida, US (On-site)

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions.

South Jordan, Utah, US (On-site)

The Central Review Unit Risk Officer is a member of the Central Review Unit (CRU) and is responsible for executing a comprehensive suite of controls…

Dallas, Texas, US (On-site)

$108–185K / year

We're seeking someone to join our team as an International Wealth Management Compliance Officer in Wealth Management Compliance to provide expert…

Dallas, Texas, US (Hybrid)

$110–162.5K / year

We're seeking someone to join our team as a Vice President Compliance Testing who will be planning, preparing, and executing regulatory and…