Sign in Post a job Sign up

6 Investment Adviser Regulations jobs

Showing 1–6 of 6 jobs

FI

Senior Compliance Advisor

Fidelity Investments

Merrimack, New Hampshire, US (On-site)

Fidelity will not provide immigration sponsorship for this position.

2 days ago

RB

Corporate Counsel, Broker-Dealer & Investment Adviser

Royal Bank of Canada

Minneapolis, Minnesota, US (On-site)

$125–175K / year

Job Description What is the opportunity?

3 days ago

A&

Cross-Border Fund Marketing & Distribution Advisor

Arendt & Medernach

LU (On-site)

Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong…

1 mo. ago

JC

Assistant General Counsel - Wealth Management Investment Products - Vice President

JPMorgan Chase

Ohio, US (On-site)

Join JPMorganChase’s Legal team and deliver impactful legal advice that helps guide Wealth Management’s success.

1 wk. ago

FI

Compliance Advisor

Fidelity Investments

Merrimack, New Hampshire, US (On-site)

Fidelity will not provide immigration sponsorship for this position.

2 wk. ago

A&

Cross-Border Fund Marketing & Distribution, Advisor - German Speaker

Arendt & Medernach

LU (On-site)

€55–75K / year

Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong…

1 mo. ago

Related searches

Regulatory Compliance Compliance Specialist Legal Risk Management Asset Management Broker-Dealer Rules Compliance Reporting Cross-border Fund Distribution FINRA Rules Fund Governance Fund Registration

We use cookies

We use cookies to understand how this board is used and to improve it. Analytics run only if you accept. Cookie Policy