4 FINRA Brokerage jobs

Phoenix, Arizona, US (On-site)

Overview The Phoenix, AZ office of Lewis Brisbois, a full-service AmLaw 100 firm, is actively seeking an attorney to join its Professional Liability Practice.

New York, US (On-site)

Within a global, business-aligned team, the Manager will lead a group of negotiators responsible for negotiating a broad range of Master Trading…

Ohio, US (On-site)

Join JPMorganChase’s Legal team and deliver impactful legal advice that helps guide Wealth Management’s success.

Manhattan, New York, US (On-site)

$185–300K / year

About this role: Wells Fargo is seeking a Compliance Director to serve as Head of Equities Compliance within Corporate & Investment Banking (CIB) Markets .