7 Securities Regulation Director jobs

London, England, GB (Hybrid)

£121.5–170K / year

The FCA has retained Odgers to manage this role; send applications directly to Odgers .

Toronto, Ontario, CA (On-site)

We're seeking someone to join our team as a Chief Compliance Officer - Canada in Wealth Management to assist the CIRO regulated Wealth Management…

Raleigh, North Carolina, US (Hybrid)

$155–210K / year

Overview The ideal candidate will work hybrid in our Raleigh or Charlotte office, will consider remote option for highly qualified candidate.

Toronto, Ontario, CA (On-site)

CA$120–215K / year

Application Deadline: 11/19/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Chief Compliance Officer, BMO Private…

SG (On-site)

LEGAL Goldman Sachs is a leading global financial services firm providing investment banking, securities and investment management services to a…

SG (On-site)

ABOUT OUR ROLES The role requires the ability to work independently and to manage a diverse and complex workload meeting tight deadlines.

Dallas, Texas, US (On-site)

$110–162.5K / year

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines,…