5 Securities Compliance Advisor jobs

Showing 1–5 of 5 jobs

Senior Compliance Advisor

Fidelity Investments

Smithfield, Rhode Island, US (On-site)

Fidelity will not provide immigration sponsorship for this position.

4 days ago

Assistant General Counsel - Wealth Management Investment Products - Vice President

JPMorgan Chase

Ohio, US (On-site)

Join JPMorganChase’s Legal team and deliver impactful legal advice that helps guide Wealth Management’s success.

6 days ago

Senior Conflicts Adviser/Lawyer

Herbert Smith Freehills Kramer

London, England, GB (On-site)

Herbert Smith Freehills Kramer is a world-leading global law firm, where our ambition is to help you achieve your goals.

3 wk. ago

Compliance, FCC - Government Sanctions, Vice President, NY or Washington DC

Goldman Sachs

New York, US (On-site)

Financial Crime Compliance - Government Sanctions Group, Vice President Global Compliance prevents, detects and mitigates compliance, regulatory and…

2 wk. ago

Global Financial Crimes ISG Advisory Vice President

Morgan Stanley

New York, US (On-site)

$120–210K / year

We are seeking a Financial Crimes Advisory Officer who will be responsible for the day-to-day execution of the overall financial crimes program, with…

1 mo. ago