10 Investment Compliance Officer jobs

HK (On-site)

Job Description: Details of the Division and Team: The Compliance Department seeks to protect the Bank’s licenses to operate by promoting and…

Toronto, Ontario, CA (On-site)

CA$70–150K / year

Application Deadline: 11/19/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Key Responsibilities / Top Deliverables…

Toronto, Ontario, CA (On-site)

CA$120–215K / year

Application Deadline: 11/19/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Chief Compliance Officer, BMO Private…

New York, US (On-site)

Financial Crime Compliance - Government Sanctions Group, Vice President Global Compliance prevents, detects and mitigates compliance, regulatory and…

RO (Hybrid)

Mission Identifies, assesses, advises on, monitors and reports on the ING’s compliance risk to help the organization avoid failure (or perceived…

Dublin, IE (Hybrid)

€85.6–128.4K / year

The role will report to the Head of Ireland Trustee & Fiduciary Account Management working within Citi Depositary Services Ireland DAC.

Toronto, Ontario, CA (On-site)

CA$59.5–84K / year

Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Governance & Control Pay Details: $59,500 - $84,000 CAD TD is committed to…

New York, US (Hybrid)

$120–210K / year

We are seeking someone to join our team as a Vice President that will provide Compliance Coverage for ISG Equity Sales and Trading.

South Jordan, Utah, US (On-site)

The Central Review Unit Risk Officer is a member of the Central Review Unit (CRU) and is responsible for executing a comprehensive suite of controls…

VG (On-site)

OVERVIEW The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private…