15 Investment Compliance Manager jobs

HK (On-site)

Job Description: Details of the Division and Team: The Compliance Department seeks to protect the Bank’s licenses to operate by promoting and…

Dublin, IE (Hybrid)

Complying Monitoring Executive – Director (Equivalent of AVP) In the Legal & Compliance division, we assist the Firm in achieving its business…

New York, US (On-site)

Financial Crime Compliance - Government Sanctions Group, Vice President Global Compliance prevents, detects and mitigates compliance, regulatory and…

RO (Hybrid)

Mission Identifies, assesses, advises on, monitors and reports on the ING’s compliance risk to help the organization avoid failure (or perceived…

New York, US (Hybrid)

$120–210K / year

We are seeking someone to join our team as a Vice President that will provide Compliance Coverage for ISG Equity Sales and Trading.

LU (On-site)

€55–75K / year

Arendt Regulatory & Consulting (ARC) is Arendt’s dedicated regulatory consulting arm composed of diverse and experienced professionals with a strong…

Dublin, IE (Hybrid)

€85.6–128.4K / year

The role will report to the Head of Ireland Trustee & Fiduciary Account Management working within Citi Depositary Services Ireland DAC.

Toronto, Ontario, CA (On-site)

Job Description What is the opportunity?

South Jordan, Utah, US (On-site)

The Central Review Unit Risk Officer is a member of the Central Review Unit (CRU) and is responsible for executing a comprehensive suite of controls…

Neuilly-sur-Seine, Hauts-de-Seine, FR (On-site)

Job Description & Summary PwC, cabinet pluridisciplinaire, rassemble 7 000 collaborateurs en France et au Maghreb, au sein d’un réseau mondial de…

Virginia, US (On-site)

$81.9–120.4K / year

Duties & Responsibilities This role will provide medium to complex/non-routine support/ownership to an assigned group of clients with trustee relationships.

Minnesota, United States (Remote)

$98.2–144.7K / year

Duties & Responsibilities This role will lead and provide guidance and direction to an assigned team of Corporate Trust Associate Relationship Managers.

Wilmington, Delaware, US (On-site)

$98.2–144.7K / year

UMB’s Corporate Trust and Escrow Services is a nationally recognized and ranked provider of bond trustee and agency services to the corporate and…

Belfast, Northern Ireland, GB (Hybrid)

Role Overview COO Regulatory Operations Group is a global team operating in over 20 countries, providing essential support to key business lines…

Boston, Massachusetts, US (On-site)

$85–171K / year

Fidelity will not provide immigration sponsorship for this position.